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Module 4 · Lesson 1

The US–China AI Competition

Semiconductors, export controls, and the race for AI supremacy
How did chip export restrictions become the central battleground of 21st-century great-power rivalry?

On a Friday morning, the Bureau of Industry and Security published 139 pages of new export control regulations. The rules prohibited US companies from selling advanced semiconductors — chips with more than 3.5 trillion operations per second — to China without a license that would almost never be granted. They also barred US persons from supporting Chinese advanced-chip facilities. Nvidia's stock dropped 12 percent before lunch. But the rules were not about stock prices. They were about who would control the compute infrastructure underlying every future AI system on earth.

The Structural Contest

The competition between the United States and China over artificial intelligence is frequently described as a "race," but the metaphor is imprecise. A race has a single finish line. The US–China contest is better understood as a multi-domain struggle for position across semiconductors, data, talent, standards, and strategic applications — each domain with its own dynamics and its own flashpoints.

The US retained dominant advantages through 2022 in chip design (NVIDIA, AMD, Intel), chip manufacturing equipment (Applied Materials, Lam Research, KLA), chip fabrication (TSMC in Taiwan, Samsung in South Korea — both reliant on US-origin technology), and frontier AI research (Google DeepMind, OpenAI, Anthropic). China led in data volume (1.4 billion citizens, comprehensive surveillance infrastructure), deployment speed in certain industrial applications, and total number of AI patent filings — though patent volume imperfectly measures capability.

The October 2022 controls represented a deliberate US decision to weaponize its chokehold on semiconductor supply chains. The key technical thresholds targeted chips capable of training frontier AI models: Nvidia's A100 and H100, as well as future equivalents. The rules were updated in October 2023 to close workarounds through which Nvidia had designed slightly less powerful chips (A800, H800) that nominally fell below the original thresholds.

Key Event — Huawei Mate 60 Pro, August 2023

On August 29, 2023 — the day US Commerce Secretary Gina Raimondo landed in Beijing — Huawei quietly began selling the Mate 60 Pro, a smartphone powered by the Kirin 9000s chip fabricated by SMIC at a 7nm process node. This was widely regarded as impossible given US export restrictions on advanced chipmaking equipment. Subsequent teardowns confirmed 7nm production, demonstrating that restrictions created friction and delay but had not achieved technological containment. The chip showed yields and performance inferior to cutting-edge TSMC nodes, but the symbolic and strategic significance was enormous.

Semiconductor Chokepoints

The semiconductor supply chain is extraordinarily concentrated at several chokepoints that the United States and its allies have leveraged. ASML, a Dutch company, is the sole manufacturer of extreme ultraviolet (EUV) lithography machines, which are required to produce chips at sub-7nm nodes. Under US pressure, the Netherlands restricted ASML from exporting EUV machines to China starting in 2019. Without EUV access, Chinese foundries cannot replicate leading-edge fabrication processes used by TSMC or Samsung.

The CHIPS and Science Act, signed by President Biden on August 9, 2022, allocated $52.7 billion for domestic semiconductor manufacturing and research, with a "guardrail" provision prohibiting recipients from expanding advanced chip capacity in China for ten years. Intel, TSMC, Samsung, and Micron subsequently announced or accelerated US fab projects totaling over $200 billion in combined investment.

China responded through the "Big Fund" (National Integrated Circuit Industry Investment Fund), which by 2024 had deployed over 340 billion yuan (~$47 billion) into domestic chipmakers including SMIC, Yangtze Memory Technologies (YMTC), and CXMT. YMTC had achieved competitive 3D NAND flash memory before being added to the US Entity List in December 2022.

Talent and Research Competition

The AI talent dimension of the competition is complex and defies simple nationalist framing. A 2023 MacroPolo study found that 38 percent of top-tier AI researchers working in the United States were born in China — making Chinese-born researchers the single largest non-American cohort in US AI. Simultaneously, roughly 25 percent of top AI researchers at Chinese institutions received their doctoral training in the United States.

US visa policy has oscillated between viewing Chinese AI researchers as a talent asset and a security risk. The Trump administration suspended certain exchange-visitor visas for Chinese nationals affiliated with institutions linked to the PLA. The Biden administration maintained scrutiny while attempting to distinguish between legitimate academic exchange and technology transfer tied to military end-users.

China's domestic training pipeline has expanded dramatically. The 2017 New Generation AI Development Plan set a target of becoming the world's leading AI innovation center by 2030. By 2023, Chinese universities were producing more STEM PhD graduates annually than the United States, though research citation impact and top-tier conference publication rates still favored the US.

Strategic Assessment

The consensus among US national security analysts as of 2024 was that China lagged approximately one to two years behind the US frontier in large language models and advanced AI systems — a gap maintained largely by semiconductor restrictions — but was closing rapidly in applications including computer vision, autonomous systems, and AI-enabled surveillance. Whether restrictions could sustain a meaningful capability gap beyond a five-year horizon was actively debated.

Key Terms
BIS ControlsBureau of Industry and Security export regulations restricting technology transfers to specified foreign entities or nations, implemented via the Export Administration Regulations (EAR).
Entity ListA US government list of foreign persons, companies, and organizations subject to specific license requirements for exports, re-exports, and transfers of EAR-controlled items.
EUV LithographyExtreme ultraviolet lithography, a semiconductor manufacturing process enabling sub-7nm chip production; exclusively manufactured by ASML of the Netherlands.
CHIPS ActThe US CHIPS and Science Act (2022), providing $52.7 billion for domestic semiconductor manufacturing with guardrails restricting investment in adversary nations.

Lesson 1 Quiz

The US–China AI Competition
1. What was the primary technical threshold in the October 2022 BIS export controls targeting China's AI development?
Correct. The controls specifically targeted chips used to train large AI models — the A100 and H100 — and set performance thresholds updated in October 2023 to close workarounds.
Not quite. The controls specifically targeted high-performance AI training chips (A100, H100) based on computational performance thresholds, not video, geographic origin, or quantum computing.
2. What did the Huawei Mate 60 Pro's August 2023 release demonstrate about US export controls?
Correct. The Kirin 9000s chip showed 7nm fabrication was achievable without EUV machines, but with inferior yields and performance — demonstrating partial containment rather than total success or total failure.
Not quite. The phone demonstrated China achieved 7nm without EUV, showing restrictions created friction but didn't achieve total containment. SMIC did not surpass TSMC's leading-edge capabilities.
3. According to the 2023 MacroPolo study, what percentage of top-tier AI researchers working in the United States were born in China?
Correct. The MacroPolo study found 38% of top-tier US AI researchers were born in China — making Chinese-born researchers the single largest non-American cohort and complicating simple nationalist narratives about the talent competition.
Not quite. The figure was approximately 38 percent, making Chinese-born researchers the single largest non-American cohort in the US AI research community.

Lab 1 — Semiconductor Strategy

Analyze the strategic logic of AI-related export controls

Your Briefing

You are advising a Senate committee on semiconductor export policy. The AI assistant will help you think through the strategic logic, tradeoffs, and second-order effects of the October 2022 BIS controls and their successors.

Engage with at least three substantive exchanges to complete this lab.

Suggested opening: "Walk me through the strategic logic of restricting chip exports to China — what problem were policymakers actually trying to solve?"
AI Strategy Advisor
Semiconductor Policy
Welcome to the semiconductor strategy briefing. I'm here to help you analyze the strategic logic behind AI-related export controls, their intended effects, documented outcomes, and the tradeoffs involved. What aspect of semiconductor policy would you like to explore first?
Module 4 · Lesson 2

Russia, Iran, and AI-Enabled Warfare

How secondary powers are deploying AI in active conflicts
What has the Ukraine war revealed about AI's operational role in modern conflict, and how are sanctioned states acquiring dual-use AI capabilities?

Ukrainian forces reported that Russian Lancet-3 loitering munitions — small, cheap, and guided by computer vision — had destroyed a HIMARS launcher at a cost of roughly $35,000 per weapon versus a system valued at over $5 million. The Lancet used optical target recognition trained on images of NATO equipment. It was, in miniature, a preview of what AI-enabled attrition warfare looks like: the ability to destroy expensive precision assets with cheap, autonomous, mass-produced weapons.

Russia's Operational AI Deployment in Ukraine

The conflict in Ukraine has served as a live testing ground for AI-enabled military systems on both sides. Russia's deployment of AI has been constrained by sanctions cutting off access to Western semiconductors, but several documented systems have demonstrated meaningful AI-enabled capabilities.

The Lancet-3 loitering munition, produced by ZALA Aero (a Kalashnikov subsidiary), uses computer vision for terminal guidance. It achieved operational effectiveness against Ukrainian artillery, armored vehicles, and air defense systems throughout 2022–2024. Ukrainian military intelligence documented over 200 confirmed kills attributed to Lancet strikes on high-value systems.

Russia has also deployed Orion UAVs with AI-assisted targeting and electronic warfare systems using machine learning to identify and jam Ukrainian communication frequencies. The Shahed-136 (Iranian-designed, Russian-deployed) one-way attack drone uses inertial navigation and terrain-matching algorithms rather than true machine learning, but demonstrated the value of cheap autonomous munitions at scale — with over 2,000 launched against Ukrainian infrastructure by early 2024.

Sanctions have imposed real costs. Analysis of captured Russian electronics revealed continued reliance on foreign chips — particularly from Texas Instruments, Intel, and Analog Devices — often acquired through third-country intermediaries in Turkey, UAE, and Central Asia. A February 2023 Royal United Services Institute (RUSI) report documented over 450 Western-origin components in captured Russian precision munitions.

Ukraine's AI Capabilities — Documented Cases

Ukraine has deployed AI tools more extensively and creatively than Russia in several domains. Palantir's AI-enabled targeting platform, deployed to Ukrainian forces in 2023, integrates satellite imagery, drone feeds, and battlefield sensor data to identify Russian positions and recommend fire missions. Ukraine's Delta battlefield management system uses AI to fuse intelligence from multiple sources into a common operational picture. Ukraine also deployed facial recognition (Clearview AI) at checkpoints and to identify Russian soldiers killed in action — raising significant IHL questions.

Iran's AI-Enabled Drone Program

Iran's Shahed series — particularly the Shahed-136 Geran-2 as renamed for Russian use — represents a deliberate strategy of using AI-adjacent technologies (terrain navigation, target recognition) to produce highly cost-effective attrition weapons. Iran transferred hundreds of Shahed-136s to Russia in 2022 and accelerated production through a joint factory established in Alabuga, Russia (confirmed by US intelligence in 2023).

Iran's domestic drone program has expanded to include the Mohajer-6, capable of carrying Qaem precision-guided munitions with electro-optical seekers that use image correlation for terminal guidance — a form of AI-assisted targeting. The Mohajer-6 has been documented in use by Hezbollah (supplied by Iran) for ISR missions over Israel and northern Israel surveillance since 2021.

Iran has also acquired Chinese AI surveillance technology — including Hikvision cameras and Huawei network infrastructure — for domestic repression. During the 2022 Mahsa Amini protests, Iranian security forces used AI-enabled facial recognition to identify and subsequently arrest demonstrators, according to Amnesty International documentation.

The Sanctions Evasion Problem

Both Russia and Iran have demonstrated sophisticated capabilities to evade technology export controls through layered procurement networks. Key documented methods include: front companies in neutral jurisdictions (UAE, Turkey, Armenia, Georgia) that purchase chips and electronic components and re-export them without disclosure; academic and research institution covers used to acquire dual-use computing equipment; and gray market acquisition of used enterprise servers and GPU clusters.

The US Treasury and Commerce Departments have responded with expanded designations. In June 2023, Treasury sanctioned over 70 entities in multiple countries for facilitating Russian technology procurement. The Justice Department established a "KleptoCapture" task force specifically focused on technology sanctions evasion. Despite these efforts, RUSI estimated in 2024 that Russia was successfully acquiring roughly 70–80% of its pre-war baseline semiconductor supply through alternative channels.

Emerging Pattern

The Ukraine conflict has demonstrated a consistent pattern: AI is not yet making strategic decisions, but it is dramatically compressing the sensor-to-shooter loop at the tactical level. Systems that previously required minutes to process ISR data and generate targeting solutions now operate in seconds. This compression favors offensive operations and creates new vulnerabilities for static defensive positions — a dynamic that AI researchers and military planners describe as a fundamental shift in combined arms warfare.

Key Terms
Loitering MunitionAn autonomous or semi-autonomous weapon that can loiter over a target area and select or confirm targets using onboard sensors and AI-enabled guidance systems.
Sensor-to-Shooter LoopThe time elapsed between acquisition of a target by a sensor (radar, camera, satellite) and engagement of that target by a weapons system; AI compression of this loop is a key military advantage.
Dual-Use TechnologyTechnology with both civilian and military applications, creating legal and policy challenges for export controls that must balance commercial interests against security concerns.

Lesson 2 Quiz

Russia, Iran, and AI-Enabled Warfare
1. What did a February 2023 RUSI report document about captured Russian precision munitions?
Correct. The RUSI report documented over 450 Western-origin components in captured Russian munitions, illustrating how Russia continued acquiring sanctioned technology through third-country intermediaries.
Not quite. The RUSI report documented over 450 Western-origin components — from Texas Instruments, Intel, Analog Devices — acquired through evasion networks in Turkey, UAE, and Central Asia.
2. What AI capability did Ukraine deploy using Clearview AI at checkpoints that raised International Humanitarian Law concerns?
Correct. Ukraine deployed Clearview AI's facial recognition both at checkpoints and to identify Russian soldiers killed in action — raising IHL questions about dignity of the dead and data rights in armed conflict.
Not quite. Ukraine used Clearview AI facial recognition at checkpoints and to identify Russian KIA — a documented and contested application raising significant IHL questions.
3. What strategic pattern regarding AI in warfare has the Ukraine conflict most clearly demonstrated?
Correct. The consistent finding from Ukraine is AI compressing the sensor-to-shooter loop — processes that took minutes now take seconds — fundamentally changing tactical dynamics without yet achieving autonomous strategic decision-making.
Not quite. The primary demonstrated pattern is compression of the sensor-to-shooter loop at the tactical level — AI enabling dramatically faster targeting cycles, not autonomous strategic decisions or failure, or purely logistical roles.

Lab 2 — AI in Active Conflict

Analyze AI's evolving role in the Ukraine war and beyond

Your Briefing

You are a defense analyst preparing a classified assessment of AI's documented operational role in the Ukraine conflict. The AI assistant will help you analyze specific systems, their documented effects, and the implications for US military planning.

Engage with at least three substantive exchanges to complete this lab.

Suggested opening: "Compare the AI capabilities Ukraine and Russia have deployed in this conflict — who has the edge and why?"
AI Defense Analyst
Ukraine Conflict Assessment
Ready to assist with your operational AI assessment for the Ukraine conflict. I can analyze documented system capabilities, compare Russian and Ukrainian AI deployments, examine the role of Western AI platforms, or discuss the implications for future warfare doctrine. What would you like to focus on first?
Module 4 · Lesson 3

Digital Silk Road and AI Influence

How China exports AI infrastructure — and the norms embedded within it
When a government buys a Chinese-built surveillance system, what else is it importing beyond hardware?

Huawei built Kenya's National Integrated Identity Management System (NIIMS) — a biometric database containing fingerprints, facial recognition data, and iris scans for every Kenyan citizen. The Huduma Namba card became the gateway to government services. Critics noted that the system's data architecture gave Huawei access to the database under maintenance contracts, and that the system's design reflected surveillance norms — mandatory enrollment, centralized storage, no independent oversight mechanism — that had been built into Chinese domestic systems first.

The Digital Silk Road

China's Digital Silk Road (DSR), formally part of the Belt and Road Initiative since 2015, involves the export of Chinese telecommunications infrastructure, AI surveillance systems, data centers, and smart city platforms to developing and middle-income countries. By 2023, DSR projects had been documented in over 80 countries across Africa, Southeast Asia, South Asia, the Middle East, and Latin America.

The major Chinese technology companies involved include Huawei (telecommunications, safe cities, cloud), ZTE (telecommunications), Alibaba Cloud (data centers, e-commerce platforms), Hikvision and Dahua (AI surveillance cameras), SenseTime and Megvii (facial recognition software), and CloudWalk (biometric databases). Many of these companies are on US government restricted lists but continue to operate freely in markets not subject to US jurisdiction.

Safe City programs are the most documented DSR AI application. These integrated platforms combine CCTV networks (often with AI-enabled facial recognition), traffic monitoring, gunshot detection, social media monitoring, and sometimes predictive policing algorithms. Huawei's Safe City platform had been deployed in over 700 cities across more than 100 countries as of 2022, according to company marketing materials and independent research by Steven Feldstein at the Carnegie Endowment.

Case Study — Ecuador's ECU-911 System

Ecuador's ECU-911 system, built by CICC (a Chinese state-linked company) with significant Huawei components, integrated over 4,300 cameras in 24 cities, connecting police, fire, and emergency services through a centralized command center. The system was praised for reducing response times and cutting crime statistics. However, an investigation by the New York Times in 2019 found that Ecuadorian security services had used the system for political surveillance, and that China retained technical access to the camera network under maintenance agreements. Ecuador subsequently sought to replace Huawei components following US diplomatic pressure in 2020–2021.

Norm Export Through Technology Architecture

A growing body of academic and policy research argues that Chinese AI exports are not merely commercial transactions but vectors for the export of a specific governance model. The key argument is that technical choices embed normative assumptions: centralized data storage vs. distributed; mandatory enrollment vs. opt-in; law enforcement access vs. warrant requirements; cross-modal data fusion vs. siloed systems.

Samantha Bradshaw and colleagues at the Oxford Internet Institute documented in a 2021 study that countries using Chinese AI surveillance infrastructure were statistically more likely to increase authoritarian governance indicators in the five years following deployment, though the causal direction remains contested — authoritarian governments may preferentially select Chinese systems rather than Chinese systems causing authoritarian tendencies.

The Beijing AI Principles (2019) and China's domestic AI governance documents emphasize state oversight, social harmony, and the right of governments to determine the parameters of AI deployment on their territory — values that diverge significantly from EU-style rights-based frameworks and US emphasis on individual liberty.

US and Allied Responses

The US government response to Chinese DSR AI has included several documented interventions. The Clean Network initiative (2020) sought to persuade allied governments to exclude Huawei from 5G infrastructure, with mixed success — the UK banned Huawei from 5G core networks in July 2020; Germany resisted until 2024. The US International Development Finance Corporation (DFC) and USAID have funded alternative digital infrastructure projects, including the Partnership for Global Infrastructure and Investment (PGII), announced at the 2022 G7 summit.

Japan's Free and Open Indo-Pacific strategy includes a digital component emphasizing "data free flow with trust" — contrasting with what Japanese officials characterize as Chinese data sovereignty models. The Quad (US, Japan, Australia, India) established a technology working group in 2021 focused partly on countering DSR influence in the Indo-Pacific.

However, competitive responses have been limited by the fact that no Western company offers an equivalent to Huawei's integrated, affordable, all-in-one smart city platform. Ericsson and Nokia provide telecommunications equipment but not the full-stack AI surveillance and smart city integration that Huawei bundles at subsidized prices. This creates a structural advantage for Chinese DSR that diplomatic pressure alone has not overcome.

Strategic Implication

By 2024, Chinese AI surveillance technology was embedded in the physical infrastructure of dozens of governments that the US considers strategic partners or swing states. Removing it carries transition costs measured in billions of dollars and years of disruption. The DSR has created durable dependencies that outlast any single political decision — a form of technological statecraft that operates on a timescale of decades rather than electoral cycles.

Key Terms
Digital Silk RoadChina's program of exporting digital infrastructure — telecommunications, AI surveillance, data centers — as part of the Belt and Road Initiative, present in over 80 countries by 2023.
Safe City PlatformAn integrated urban surveillance and management system combining CCTV, facial recognition, traffic monitoring, and emergency services; Huawei's version deployed in 700+ cities globally.
Norm ExportThe embedding of governance values and regulatory assumptions into the technical architecture of exported systems, influencing recipient countries' institutional norms through infrastructure design.

Lesson 3 Quiz

Digital Silk Road and AI Influence
1. How many cities globally had deployed Huawei's Safe City platform by 2022, according to company materials and Carnegie Endowment research?
Correct. Huawei's Safe City platform had been deployed in over 700 cities across more than 100 countries — a scale that demonstrates the DSR's reach and creates significant geopolitical dependencies.
Not quite. The figure was over 700 cities in more than 100 countries — demonstrating the massive scale of Chinese AI surveillance infrastructure export.
2. What did the New York Times investigation into Ecuador's ECU-911 system reveal?
Correct. The 2019 NYT investigation found political surveillance use and Chinese technical access under maintenance contracts — illustrating how DSR infrastructure creates ongoing security dependencies beyond the initial sale.
Not quite. The investigation found that Ecuadorian security services used ECU-911 for political surveillance and that China maintained technical access to the camera network — key findings about how DSR infrastructure creates ongoing security dependencies.
3. What structural advantage does China's Huawei hold in DSR competition that Western companies lack?
Correct. No Western company offers the integrated, subsidized, all-in-one smart city and surveillance platform that Huawei provides. Ericsson and Nokia provide telecom equipment but not the full AI surveillance and management stack, creating a structural gap that diplomatic pressure alone cannot close.
Not quite. The key structural advantage is Huawei's integrated, affordable, full-stack offering — telecom plus AI surveillance plus smart city management — which no Western competitor matches as a complete, subsidized bundle.

Lab 3 — Digital Silk Road Strategy

Assess Chinese AI infrastructure export and Western response options

Your Briefing

You are a State Department policy planner developing a strategy to counter Chinese DSR influence in a swing-state partner country that has already deployed Huawei Safe City infrastructure. The AI assistant will help you think through options, constraints, and tradeoffs.

Engage with at least three substantive exchanges to complete this lab.

Suggested opening: "A key African partner has deployed Huawei Safe City in its five major cities. What realistic options do we have to reduce that dependency without damaging the bilateral relationship?"
AI Policy Planner
Digital Silk Road Counter-Strategy
Ready to assist with your DSR counter-strategy brief. I can help you analyze replacement options, transition costs, diplomatic framing, PGII and DFC financing mechanisms, or the security implications of existing Chinese infrastructure. What dimension of the problem would you like to start with?
Module 4 · Lesson 4

AI Governance as Geopolitics

Standards bodies, regulatory frameworks, and the competition to write AI's rules
Why are AI safety summits and ISO standards committees the new battleground for great-power competition — and who is winning?

The United Kingdom hosted the first global AI Safety Summit at Bletchley Park — the site where Alan Turing's team broke the Enigma code. Twenty-eight governments signed the Bletchley Declaration, acknowledging that AI posed potential catastrophic risks and committing to information sharing on frontier model safety. Notably, China signed. The US and EU signed. But the declaration was non-binding, contained no enforcement mechanism, and defined "frontier AI" narrowly enough that most military AI systems fell outside its scope. The summit was simultaneously a genuine diplomatic achievement — the first multilateral AI safety agreement — and a demonstration of how far any binding governance framework remained.

The Standards Competition

Technical standards for AI — which metrics define safety, which architectures are permissible in critical infrastructure, which evaluation benchmarks determine regulatory compliance — are being set in international bodies where the US and China are in active competition. The key battlegrounds include the International Organization for Standardization (ISO), the International Electrotechnical Commission (IEC), and the International Telecommunication Union (ITU).

China has pursued an explicit "standards first" strategy in AI governance. A 2019 analysis by the Information Technology and Innovation Foundation (ITIF) found that Chinese entities held leadership positions in a disproportionate share of ITU AI working groups relative to their technical contributions. China has proposed and advanced standards emphasizing state authority over AI systems, mandatory government backdoor access to AI platforms, and social credit-compatible behavioral norms — proposals that have been contested by US, EU, and Japanese delegations.

The US National Institute of Standards and Technology (NIST) AI Risk Management Framework (published January 2023) represents the US approach: voluntary, risk-based, flexible, developed through industry consultation. The EU AI Act (formally adopted June 2024) takes a harder regulatory approach with mandatory requirements for high-risk systems and prohibited uses. Neither framework has achieved global adoption, and the divergence between them complicates allied coordination.

G7 Hiroshima AI Process

At the May 2023 G7 Summit in Hiroshima, leaders launched the "Hiroshima AI Process" to develop international guiding principles and a code of conduct for advanced AI. The process produced an 11-point code of conduct in October 2023 emphasizing transparency, safety testing, and incident reporting for frontier AI developers. Like the Bletchley Declaration, it was non-binding. But it established a Western-led multilateral forum for AI governance operating in parallel to — and often in contrast with — Chinese-led ITU processes.

Military AI Governance Divergences

The sharpest divergence in AI governance norms concerns autonomous weapons systems. The United States formally adopted a Department of Defense Directive 3000.09 (original 2012, updated 2023) requiring "appropriate levels of human judgment" over lethal force. The directive does not mandate human-in-the-loop for all weapons but requires that systems be designed, tested, and deployed in ways that allow commanders to exercise adequate control.

China has not adopted an equivalent policy and has resisted international negotiations on lethal autonomous weapons systems (LAWS) at the UN Convention on Certain Conventional Weapons (CCW). At CCW meetings from 2017–2024, China consistently opposed legally binding instruments while nominally supporting "political declarations." Russia similarly opposed binding restrictions.

The US and 57 allies signed a Political Declaration on Responsible Military Use of Artificial Intelligence at a State Department event in February 2023 — the largest multilateral commitment on military AI to date. Notably absent: China, Russia, Iran, and several other states whose AI programs are most relevant to the risks the declaration sought to address.

A separate bilateral channel exists: the US–China military-to-military relationship has included limited discussions on AI risk reduction, particularly on crisis communications and hotline protocols to prevent AI-related misunderstandings from escalating. The November 2023 Biden–Xi Sunnylands summit included agreement to continue AI safety dialogue — a modest but symbolically significant step.

The Compute Governance Gap

Beyond standards, a new governance debate has emerged around compute governance — the idea that restricting access to the physical computing infrastructure needed to train frontier AI models could serve as a mechanism for AI safety oversight. The core argument, developed by researchers at the Center for Security and Emerging Technology (CSET) and the Future of Life Institute, is that because advanced AI training requires large clusters of specialized chips (currently mostly Nvidia GPUs), export controls on those chips could function as a de facto global frontier AI governance mechanism.

This logic underlies the October 2022 BIS controls: limiting China's access to A100/H100 chips limits China's ability to train frontier models that could be applied to military purposes. But the governance-through-compute approach raises profound equity questions: it concentrates frontier AI development in a small number of wealthy, primarily Western countries and requires accepting that a commercial firm (Nvidia) and a regulatory agency (BIS) are jointly determining the global distribution of transformative AI capability.

The International AI Safety Report, commissioned by the Bletchley summit and produced by a panel of 30 experts led by Yoshua Bengio, published in January 2024, explicitly recommended that governments consider compute monitoring as a governance tool — the first major international AI safety document to do so.

The Core Tension

AI geopolitics in the governance dimension reflects a fundamental tension: effective AI safety governance requires international cooperation, including with China and Russia. But those same states are using international governance processes to advance standards and norms that undermine the individual rights frameworks and democratic oversight mechanisms that Western governments seek to embed in AI development. The governance competition is, at its core, a competition over which values will be institutionalized in the infrastructure of the 21st century.

Key Terms
Bletchley DeclarationA November 2023 non-binding agreement signed by 28 governments at the UK AI Safety Summit acknowledging AI's potential catastrophic risks and committing to safety information sharing.
LAWSLethal Autonomous Weapons Systems — weapons capable of selecting and engaging targets without direct human control; subject to ongoing debate at the UN Convention on Certain Conventional Weapons.
Compute GovernanceThe use of controls on AI training hardware (chips, data centers) as a mechanism for regulating access to frontier AI capabilities at a national or international level.
DoD Directive 3000.09The US Department of Defense policy (2012, updated 2023) requiring appropriate human judgment over lethal force in autonomous and semi-autonomous weapons systems.

Lesson 4 Quiz

AI Governance as Geopolitics
1. What was significant about China's participation in the November 2023 Bletchley AI Safety Summit?
Correct. China signing alongside the US and EU was diplomatically significant, but the declaration's non-binding nature and narrow scope (excluding most military AI) limited its practical effect.
Not quite. China did sign the Bletchley Declaration alongside the US and EU — a notable first in multilateral AI safety diplomacy — though the declaration was non-binding and covered only a narrow slice of AI risk.
2. What is the core argument for "compute governance" as an AI safety mechanism?
Correct. The compute governance argument holds that the physical bottleneck of specialized AI training chips (like Nvidia GPUs) creates a leverage point — controlling chip access can effectively limit who can develop frontier AI systems.
Not quite. Compute governance rests on the insight that frontier AI training requires specialized chips (Nvidia GPUs), creating a physical chokepoint — controlling that chokepoint can serve as a de facto global AI governance mechanism without requiring international legal agreements.
3. What position has China consistently taken at UN Convention on Certain Conventional Weapons (CCW) meetings regarding lethal autonomous weapons?
Correct. China's consistent position has been to block legally binding LAWS restrictions while nominally supporting political declarations — effectively preventing binding international law while maintaining rhetorical commitment to AI governance principles.
Not quite. China has consistently opposed legally binding LAWS restrictions while nominally supporting political declarations — a position that blocks binding international law while preserving rhetorical commitment to responsible AI development.

Lab 4 — AI Governance Architecture

Design and evaluate international AI governance mechanisms

Your Briefing

You are advising the National Security Council on US strategy for the next major international AI governance negotiation. The AI assistant will help you evaluate different governance approaches, analyze precedents from other technology governance regimes, and stress-test proposed mechanisms.

Engage with at least three substantive exchanges to complete this lab.

Suggested opening: "What can we learn from nuclear nonproliferation or chemical weapons governance frameworks that might apply to AI — and where do those analogies break down?"
AI Governance Advisor
International AI Policy
Ready to assist with your AI governance strategy brief. I can help you analyze governance framework options, compare AI governance to nuclear or chemical weapons regimes, evaluate compute governance proposals, assess the Bletchley and G7 Hiroshima processes, or develop negotiating positions for multilateral forums. Where would you like to begin?

Module 4 Test

AI Geopolitics — 15 questions · 80% to pass
1. The October 2022 BIS export controls were updated in October 2023 primarily to:
Correct. The 2023 update specifically targeted the A800/H800 chips Nvidia had designed to nominally comply with the original thresholds.
The 2023 update closed the A800/H800 workaround that Nvidia had created to nominally comply with the original performance thresholds.
2. Which company is the sole manufacturer of EUV lithography machines required for sub-7nm chip production?
Correct. ASML of the Netherlands is the sole manufacturer of EUV lithography machines — a single-point chokepoint in the global semiconductor supply chain.
ASML of the Netherlands is the sole EUV manufacturer — a critical single-point chokepoint leveraged by US-led export controls.
3. The CHIPS and Science Act (2022) included what "guardrail" provision?
Correct. The ten-year guardrail provision was designed to ensure CHIPS Act subsidies did not simultaneously benefit China's semiconductor industry.
The guardrail specifically prohibits expanding advanced chip capacity in China for ten years — ensuring US subsidies don't flow back to Chinese semiconductor development.
4. The Russian Lancet-3 loitering munition uses what AI-enabled capability?
Correct. The Lancet-3 uses computer vision for terminal guidance, enabling it to identify and strike specific NATO-origin equipment categories.
The Lancet-3 uses computer vision for terminal target guidance — identifying specific NATO equipment types — not communications intercept or generative AI.
5. A 2024 RUSI estimate found that Russia was successfully acquiring what proportion of its pre-war semiconductor supply through alternative channels despite sanctions?
Correct. The 70–80% figure illustrates that sanctions create significant friction and increase costs but have not achieved comprehensive technology denial.
RUSI estimated 70–80% — demonstrating meaningful but incomplete sanctions effectiveness. Russia pays more and faces delays, but acquires most of its needed components.
6. Which AI platform did the US provide to Ukrainian forces that integrates satellite imagery, drone feeds, and battlefield sensor data to recommend fire missions?
Correct. Palantir's AI targeting platform, deployed to Ukrainian forces in 2023, integrates multiple intelligence streams to generate targeting recommendations.
Palantir deployed its AI-enabled targeting platform to Ukrainian forces in 2023 — integrating satellite, drone, and sensor data into actionable targeting recommendations.
7. What controversy surrounded Iran's use of AI surveillance technology during the 2022 Mahsa Amini protests?
Correct. Amnesty International documented Iranian security forces using Chinese AI facial recognition — from suppliers like Hikvision and Huawei infrastructure — to identify and arrest Mahsa Amini protesters.
Amnesty International documented the use of Chinese AI facial recognition technology (Hikvision cameras, Huawei network infrastructure) to identify and arrest protesters following the Mahsa Amini demonstrations.
8. China's "standards first" strategy in AI governance has focused on which international body as a primary battleground?
Correct. China has pursued leadership positions in ITU AI working groups and ISO/IEC standards bodies, proposing standards that embed state-authority norms into technical specifications.
China has focused on the ITU (International Telecommunication Union) along with ISO/IEC bodies — pursuing leadership positions to advance standards that embed state-authority and mandatory government access norms.
9. How does the EU AI Act's approach to AI governance differ from the US NIST AI Risk Management Framework?
Correct. This divergence between mandatory EU regulation and voluntary US frameworks complicates allied coordination on AI governance despite shared values.
The key distinction is mandatory (EU AI Act) vs. voluntary (NIST RMF) — a divergence that complicates transatlantic coordination even among allies who share underlying values.
10. The US DoD Directive 3000.09 (updated 2023) requires what regarding autonomous weapons systems?
Correct. The directive's "appropriate levels of human judgment" standard is intentionally flexible — it requires human control without mandating human-in-the-loop for every engagement.
The directive requires "appropriate levels of human judgment" — a flexible standard that mandates adequate commander control without requiring a human to physically authorize every individual engagement.
11. What did Steven Feldstein's Carnegie Endowment research document about AI surveillance adoption and authoritarianism?
Correct. The correlation exists but the causal question is unresolved — authoritarian governments may self-select Chinese systems rather than Chinese systems causing authoritarianism.
The research found a statistical association between Chinese AI surveillance adoption and authoritarian governance indicators, but the causal direction — does the technology cause authoritarianism or do authoritarian governments prefer Chinese systems? — remains contested.
12. What was revealed when engineers performed teardowns of the Huawei Mate 60 Pro in 2023?
Correct. The teardown confirmed 7nm fabrication by SMIC — possible through multi-patterning techniques without EUV, but with lower yields and higher cost than TSMC's EUV-enabled process.
Teardowns confirmed 7nm fabrication by SMIC — achieved through multi-patterning DUV lithography rather than EUV, with inferior yields, but demonstrating that EUV restriction had not totally contained Chinese chip progress.
13. The Joint US-ally Political Declaration on Responsible Military Use of AI (February 2023) was notably absent of which key states?
Correct. The declaration's 57-nation support is significant, but its absence of China, Russia, and Iran — the states with the most concerning military AI programs — limits its practical effect.
China, Russia, and Iran did not sign — the very states whose military AI programs motivated the declaration. This gap between signatories and the states of greatest concern is a fundamental limitation of voluntary AI governance frameworks.
14. What concern does the "compute governance" approach raise regarding global equity in AI development?
Correct. Compute governance is simultaneously a potentially effective AI safety mechanism and a mechanism that reinforces AI inequality — concentrating capability in wealthy Western nations and delegating significant power to Nvidia and the BIS.
The equity concern is that compute governance concentrates frontier AI in wealthy Western countries and effectively gives a commercial firm (Nvidia) and a regulatory agency (BIS) joint control over who globally can develop transformative AI systems.
15. The Iran-to-Russia Shahed drone transfer created what significant infrastructure development on Russian territory?
Correct. The Alabuga joint production facility, confirmed by US intelligence in 2023, represents a significant deepening of Iran-Russia defense-industrial cooperation enabled by the drone program.
US intelligence confirmed a joint Shahed production facility at Alabuga, Russia in 2023 — representing a significant deepening of Iran-Russia defense cooperation and enabling Russia to produce the drones domestically rather than relying solely on Iranian exports.